Our Approach · Regulatory Position · Important Disclosures
ExchangeBridge Capital Markets is a strategic advisory and transaction-support firm specializing in public-market access, reverse merger strategy, SPAC evaluation, OTC and NASDAQ acquisition opportunities, public-company due diligence, capital structure review, and transaction coordination.
The firm was established to bring discipline, transparency, and practical deal experience to a market that has historically been fragmented, opaque, and prone to misinformation. ExchangeBridge serves private companies, investors, family offices, acquisition groups, and public-company owners who are navigating complex public-market transactions.
Our approach is straightforward: before any serious buyer or company commits capital, a public-market transaction must answer fundamental questions about control, compliance, liabilities, capitalization, and economic fairness. ExchangeBridge helps clients ask — and answer — those questions before capital is committed.
ExchangeBridge Capital Markets operates as a strategic advisory and consulting firm. Our regulatory position is clearly defined and consistently observed in all engagements.
ExchangeBridge is not a registered broker-dealer under FINRA or the SEC. We do not execute trades, solicit purchases or sales of securities, or receive transaction-based compensation regulated under the Securities Exchange Act of 1934.
ExchangeBridge is not a registered investment adviser under the Investment Advisers Act of 1940. Nothing we provide constitutes investment advice, and we do not manage client assets or portfolios.
ExchangeBridge does not provide legal advice of any kind. All engagements involving legal matters are coordinated with licensed securities attorneys, and all legal opinions are obtained from qualified legal counsel.
ExchangeBridge does not provide accounting, audit, or tax services. All financial statement review and audit coordination is conducted alongside licensed CPAs and PCAOB-registered audit firms.
ExchangeBridge works alongside licensed professionals — attorneys, auditors, transfer agents, and broker-dealers — where their involvement is required. Our role is advisory and coordinating in nature.
Every ExchangeBridge engagement follows a structured process designed to protect clients from the most common failure points in public-market transactions.
Initial Assessment. We begin every engagement with a review of the client's objectives, timeline, and resources. If a transaction is not realistic given those parameters, we say so at the outset — before any fees are incurred.
Vehicle or Target Identification. Depending on the engagement type, we identify and screen potential public vehicles, acquisition targets, or merger candidates using our proprietary research process and the ExchangeBridge DD Scorecard.
Due Diligence Coordination. We coordinate the review of SEC EDGAR filings, financial statements, capitalization tables, shareholder records, litigation history, and compliance status. We engage licensed professionals for legal, accounting, and audit-related work.
Transaction Structuring. We assist with transaction structure, timing, and coordination — connecting clients with the appropriate licensed professionals for execution. We do not execute transactions on behalf of clients.
Post-Transaction Support. Where applicable, we provide guidance on post-closing obligations, ongoing compliance, and capital structure management.
Please read the following disclosures carefully before engaging with any content on this website or with ExchangeBridge Capital Markets in any capacity.
No Financial, Legal, or Investment Advice. Nothing on this website, in any ExchangeBridge presentation, or in any communication from ExchangeBridge Capital Markets constitutes financial, legal, investment, accounting, or tax advice. All information provided is for general informational and educational purposes only.
No Solicitation. Nothing on this website constitutes an offer to sell, a solicitation of an offer to buy, or a recommendation with respect to any security or investment product. ExchangeBridge does not solicit purchases or sales of securities.
No Guarantee of Results. Past performance, experience evaluating transactions, or familiarity with public-market structures does not guarantee future results. Public-market transactions involve substantial risk, including the risk of total loss. Every transaction should be evaluated independently with the assistance of qualified legal, financial, and accounting professionals.
Third-Party Professionals. ExchangeBridge regularly refers clients to and works alongside licensed attorneys, PCAOB-registered auditors, registered broker-dealers, and other licensed professionals. ExchangeBridge does not control, and is not responsible for, the advice, services, or conduct of any third-party professional.
Confidentiality. All information shared with ExchangeBridge in the context of a potential engagement is treated as confidential. ExchangeBridge does not share client information with third parties without explicit authorization, except as required by law.
Jurisdiction. ExchangeBridge Capital Markets operates primarily in connection with U.S. public markets. Engagements involving non-U.S. securities, issuers, or markets may be subject to additional regulatory requirements. Clients are responsible for compliance with all applicable laws in their jurisdiction.
Forward-Looking Statements. Any statements regarding market conditions, transaction timelines, or potential outcomes are forward-looking in nature and subject to risks and uncertainties that could cause actual results to differ materially. ExchangeBridge makes no representation that any transaction will be completed on any particular timeline or on any particular terms.